The SEC has rolled out EDGAR Next, a major upgrade to its filing system. It started on March 24, 2025, and it changes how companies and individuals file with the SEC. Whether you’re an issuer, an SEC filer, or part of a legal team, grasping these changes isn’t merely a technicality; it’s essential for compliance...Read More

For U.S. companies seeking to raise capital and gain public visibility without the full complexities of a traditional IPO, Regulation A+ (Reg A+) offers a powerful pathway. This exemption allows issuers to tap into a broad investor base, including both accredited and retail investors. However, securing capital is only half the battle; ensuring post-offering liquidity...Read More

If you are a Canadian company with sights set on the immense U.S. capital markets, there’s a compelling alternative to the traditional, often daunting, U.S. Initial Public Offering (IPO): the U.S. Securities and Exchange Commission’s (SEC) Regulation A+. Often hailed as a “mini-IPO,” this framework offers a streamlined and effective pathway for Canadian issuers to...Read More

For marketing and promotional firms working with non-U.S. companies on investor relations (IR) campaigns in the United States, understanding U.S. securities laws and market regulations is not just important – it’s critical. Firms engaging in this specialized area must navigate a complex regulatory landscape to effectively promote their clients while staying compliant and avoiding significant...Read More