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About Us

Legal Advisors For Your Investments
About Investors Law

Whether you are a startup raising your first few rounds, a mid-cap issuer listed on an exchange courting U.S. investors, a U.S. person looking to invest in Canada and abroad, a bank facilitating a cross-border transaction, or an investor (or an employer) looking for a way to live and work (or sponsor others to live and work) in Canada or the U.S., we can help. 

We have over 25+ years of combined experience at various large, Am Law 100 firms, and have successfully managed over 250+ sophisticated deals in our career.  We are a boutique firm with big law expertise, but at price points that are suitable for small to mid-cap deals.

Founder & Director of Investors Law

Sudeep Simkhada - Lawyer

We Deliver

We are knowledgeable. We are reliable. And we are efficient.

We are experts in our fields. But we are also personable and believe in life beyond the practice of law. That’s why we left our large law firm practices. With us, you will find counsel rooted in their communities and family values. We believe in business savvy legal advocacy, but we also want to get to know you while we help you grow your investments.

Your Strategic Counsel

Our areas of expertise include:

Strategic Transactions: Capital Markets

  • U.S. exchange listings and go-to-market transactions with U.S. components
  • Initial public offerings and secondary offerings in the U.S.
  • Private placements
  • Crowdfunding (including Regulation A+ raises)
  • OTC Markets listings and ongoing compliance
  • Strategic investments with equity issuances and debt facilities

General U.S. Corporate and Securities

  • Entity formation and corporate recordkeeping
  • “Blue Sky” state securities laws analysis and compliance
  • Equity incentive and compensation plans
  • Foreign Private Issuers (FPI) and Regulation S transactions
  • Rule 144 legend removal opinions
  • Securities transfer agreements and U.S. legend restrictions

M&A

  • Cross-border M&A transactions with U.S. components
  • “Section 3(a)(10)” Arrangement transactions
  • Purchase and Sale Agreements
  • Private Company Acquisitions
  • de-SPAC transactions
  • Acquisition Financing

Corporate Compliance

  • Public company reporting and SEC compliance
  • Rules and regulations of US national exchanges
  • OTC Markets requirements (including remaining onside of marketing rules)

Immigration

  • Select U.S. business immigration focusing on investors, entrepreneurs and high-skilled workers including TN, L, O, EB and H-1B visas
  • Canadian immigration laws and pathways to PR in Canada

Our Lawyers