Navigating Rule 144 and Section 4(a)(1) for Securities Resale For companies and their shareholders, the ability to freely trade securities is paramount. However, certain...
Update (March 2026): The SEC has now granted conditional exemptive relief from the new Section 16(a) reporting requirements for directors and officers of Canadian...
U.S. companies listing on foreign exchanges face hidden Regulation S and Rule 905 restrictions. Learn why new shares can’t be truly free-trading and how...
Compare Regulation A+ and Regulation Crowdfunding (Reg CF) to identify the best route for your company’s capital raise, while managing SEC shareholder thresholds and...
Learn how to determine if your company qualifies as a Foreign Private Issuer (FPI) under SEC rules. Understand the 50% U.S. shareholder test, “look-through”...
Learn how the SEC’s Section 12(g) registration threshold works — including the 2,000 / 500 shareholder rule, $10 million asset test, and key exemptions...
The federal government shutdown, which began on October 1, 2025, continues to pose significant operational challenges for capital markets participants. While the Securities and...
