If you are a Canadian company with sights set on the immense U.S. capital markets, there’s a compelling alternative to the traditional, often daunting, U.S. Initial Public Offering (IPO): the U.S. Securities and Exchange Commission’s (SEC) Regulation A+. Often hailed as a “mini-IPO,” this framework offers a streamlined and effective pathway for Canadian issuers to...Read More

For marketing and promotional firms working with non-U.S. companies on investor relations (IR) campaigns in the United States, understanding U.S. securities laws and market regulations is not just important – it’s critical. Firms engaging in this specialized area must navigate a complex regulatory landscape to effectively promote their clients while staying compliant and avoiding significant...Read More